derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
, appointment, dismissal and discipline for personnel and employees of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1) 4 the prescription of a guideline
of the SEC Office, the determination of salary and other remuneration as well as welfare and assistance; (4/1)4 the prescription of a guideline for consideration of any potential issues which may arise
14 of the Securities and Exchange Act B.E. 2535: “(4/1) the prescription of a guideline for consideration of any problematic issues which may arise from the enforcement of this Act.” SECTION 8. The
applications or undertaking of businesses under an approval, licence or permission; (3) the prescription of criteria as a guideline for the consideration to address any potential issues which may arise from the
criteria as a guideline for the consideration to address any potential issues which may arise from the enforcement of this Emergency Decree; (4) any other activities to be implemented according to the
in a governmental agency, the SEC Office, the Stock Exchange, the over-the-counter center or the Derivatives Exchange, who is in the position or the condition that can access inside information through
Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
B.E. 2535 as amended by this Act has been completed. SECTION 42 All rules, regulations, notifications, or orders of the SEC, the Capital Market Supervisory Board, the SEC Office or the Stock Exchange of