> Annual Statistics Enforcement SHARE : Detail Content Annual Statistics Criminal Sanction Administrative Sanction Civil Sanction Annual Statistics Cases of Enforcement SHARE : For More Information
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
guarantor, the qualification of the new guarantor and terms of guarantee agreement shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company
guarantor, the qualification of the new guarantor and terms of guarantee agreement shall not be inferior to the previous one, except in any of the following cases: (1.1) The mutual fund management company
administrative sanction (Tha i Version Only) ORAP Handbook (Tha i Version Only) Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs Sales Conduct Supervision
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
Stock Exchange of Thailand Director, Thailand Securities Depository of Thailand Chairman, Thai Credit Guarantee Corporation Director, Executive Director EXIM Bank Trainings Corporate Governance
Stock Exchange of Thailand Director, Thailand Securities Depository of Thailand Chairman, Thai Credit Guarantee Corporation Director, Executive Director EXIM Bank Trainings Corporate Governance
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns
) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund arranges for a third party's guarantee to ensure that the investors will receive the guaranteed amount of capital and returns