responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED| ,Super Savings Fund : SSF | Offering Date : 02/08/2023 - 11/08/2023
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 01/01/2007 - 26/06/2007
บริษัท หลักทรัพย์จัดการกองทุนกรุงไทย จำกัด (มหาชน)|กองทุนรวมหน่วยลงทุน (Fund of Funds),กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 02/08/2566 - 11/08/2566
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Cross Investing Fund | Offering Date : 30/04/2013 - 30/04/2013
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Cross Investing Fund | Offering Date : 09/01/2017 - 13/01/2017
Real Estate Investment Trust (REIT) | Initial Public Offering | Offering Date - 08/09/2014 - 19/09/2014
Real Estate Investment Trust (REIT) | Initial Public Offering | Offering Date - 08/09/2014 - 19/09/2014