Renaissance Fund Management LTD. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 21/06/2024
Mr. Yuttana Lipirodkul Mr. Yuttana Lipirodkul operated securities and derivatives businesses without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period
Group Lease Public Company Limited SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 11/06/2024
Mr. Riki Ishigami SEC Act S.300 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 11/06/2024
Max Metal Corporation Public Company Limited SEC Act S.56(4) Settlement Committee Meeting No. 8/2024 Settlement Committee Order No. 87/2024 Dated 29/10/2024