> Notification-D Notification of the Ministry of Finance SHARE : Detail Content -Unofficial translation- The Notification of the Ministry of Finance Re: Prescription of Type of Legal Entity Eligible to
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Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers Experiences Legal Specialist of Takeover Panel, the Office of the Securities and Exchange Commission
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE : For More Information ContactUs Legal Department -Corporate and
Securities and Exchange Act Promulgated under the Provident Fund Act SHARE : ติดต่อสอบถามข้อมูลเพิ่มเติม ContactUs Legal Department -Corporate and Administrative Cases Tel. +66-2033-9525 ข้อมูลนี้มี
Regulation. Clause 2 Applicant for securities business license in the category of investment advisory service which is a legal entity under Clause 1(1) to (5) shall- (1) be able to maintain capital funds and
fund management under this Ministerial Regulation whose shares are held by any legal entity under Sub-clause (1) to (5) in aggregate amount of not less than fifty percent of total shares sold. Clause 3
is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license