Related Regulations​ The purpose of the restriction on unitholding in mutual fund above one-third of the outstanding investment units is to promote the more extensive distribution of investment units. The

Related Regulations​ The purpose of the restriction on unitholding in mutual fund above one-third of the outstanding investment units is to promote the more extensive distribution of investment units. The

(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7

with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares

Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content ​​​​Group 1: Information disclosure that may cause damage to investors and capital market 1.1

Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content ​​​​Group 1: Information disclosure that may cause damage to investors and capital market 1.1

pros and cons and the costs of compliance ​4. ​Seek approval for the measure from SEC Board/CMSB/SEC Office ​5. ​Conduct public consultation on the measure: focus group meetings/public hearings ​ ​This

) ​​checking the basic individual qualifications of the applicant i.e. having extensive audit ​              experience, holding a CPA license, not possessing prohibited characteristics and

) ​​checking the basic individual qualifications of the applicant i.e. having extensive audit ​              experience, holding a CPA license, not possessing prohibited characteristics and

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