investment contract expires. Such aforesaid conduct of Marnfah Group was liable to public offering of securities without approval in the category of debenture in violation of Section 33 of the Securities and
investment contract expires. Such aforesaid conduct of the authorized director of Marnfah Group was liable to public offering of securities without approval in the category of debenture in violation of
Wazzadu Transmedia Company Limited Wazzadu Transmedia Company Limited (“Wazzadu”) had duty to prepare and submit the result of the convertible debenture sale report within 15 December 2020. However
Vonder (Thailand) Company Limited Vonder (Thailand) Company Limited (“VONDER”) had duty to prepare and submit the result of the convertible debenture sale report within 4 January 2021. However
Vulcan Coalition Company Limited Vulcan Coalition Company Limited failed to prepare and submit the result of the convertible debenture sale report to the SEC Office within October 15,2020 which is
WSmart (Thailand) Company Limited WSmart (Thailand) Company Limited ("WSmart") had duties to prepare and submit the result of the Convertible Debenture (PP-SME) sale report to the SEC
Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) failed to prepare and submit results of the structured debenture sale report to Securities and Exchange Commission
Trinity Watthana Public Company Limited. Trinity Watthana Public Company Limited. (“TNITY”) failed to prepare and submit the result of the debenture of TNITY No.7/2021 sale report to SEC within
KGI Securities (Thailand) Public Company Limited KGI Securities (Thailand) Public Company Limited (“KGI”) failed to prepare and submit 4 results of the structured debenture sale report to SEC within
procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4