derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
conduct or underperformance. (5) absence from the meetings of the Fund Committee for more than three consecutive times without providing a reasonable ground therefor. SECTION 218/13 The provisions in
accordance with the trust instrument or this Act, the trustee shall be liable to indemnify the trust. In cases where it is necessary and there is a reasonable ground for the benefit of the trust, the trustee
necessary and there is a reasonable ground for the benefit of the trust, the trustee may apply for the SEC Office’s approval prior to the management of trust in a different manner from those stipulated in the
indemnify the trust. In cases where it is necessary and there is a reasonable ground for the benefit of the trust, the trustee may apply for the SEC Office’s approval prior to the management of trust in a
persons believe or have reasonable ground to honestly believe that there has been contravention or failure to comply with this Act; (2) gives statement, files document or evidence or gives assistance by any
in a governmental agency, the SEC Office, the Stock Exchange, the over-the-counter center or the Derivatives Exchange, who is in the position or the condition that can access inside information through