proceedings involving several injured persons who are affected by the same facts and legal principle or the same ground of damage. The plaintiff who is the representative of the injured class will file a
consider such case as a ground for rejecting an approval, suspending or revoking an approval or removing from the position, or [ii] may disclose such inappropriate demeanor for the replacement of issuing
copies of applications and all supporting documents shall be submitted to the Document Center on the Ground floor of the SEC Office and shall be address to: Secretary – General The Office of the Securities
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
capital market because there are few service providers or a replacement of another service provider cannot be arranged immediately; “affiliated company” means a company having any of the following
capital market because there are few service providers or a replacement of another service provider cannot be arranged immediately; “affiliated company” means a company having any of the following
filing of the application, unless an exemption is granted by the SEC Office on the ground that the offering is necessary, reasonable and adequate measures for the offering for sale have been adopted; (7
may delegate the duty of disposal of the mutual fund’s assets according to (2) of the first paragraph to the management company. Where there is necessary and reasonable ground that the disposal cannot
may delegate the duty of disposal of the mutual fund’s assets according to (2) of the first paragraph to the management company. Where there is necessary and reasonable ground that the disposal cannot
application, unless an exemption is granted by the SEC Office on the ground that the offering is necessary, reasonable and adequate measures for the offering for sale have been adopted; (5) there are no grounds