holding from the greatest to the least (3) Daily disclosure of an increase or reduction of the investment units The mutual fund management company shall inform the mutual fund supervisor and all unitholders
public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the mission for well-being of the public. Our Roles How We Regulate SEC Working Principles
value shall be rounded up for each unitholder not more than 0.01 baht at a time in order of the value of the holding from the greatest to the least (3) Daily disclosure of an increase or reduction of the
Principles (in Thai) Example of ESG Questions Moving Forward The collaboration and collective effort and support by all relevant stakeholders are the key drivers for successful application of the I
of the Thai capital market in the region as well as the recognition of the SEC’s international roles and collaboration for sharing of information, opinions and experiences in different areas
and collaboration with several agencies such as the SET, the Thai Institute of Directors (IOD), the Thai Listed Company Association, and the Thai Investors Association. 3. Enforcement Illegal
collaboration among private sectors. The SEC, therefore, encourages listed companies, securities companies, and asset management companies to join the Private Sector Collective Action Coalition Against