Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in accordance with the requirements under HK-TH MRF MoU
is less than one Satang or at least one Satang or greater, but less than 0.5 percent of the correct unit value, the management company shall prepare and submit a report on the error to the fund
, whether operating as a holding or non-holding company, is required to disclose material information in the following matters: (1) Monitoring system for the board of directors to oversee the management and
oversee the operation related to important matters such as an audit committee, a credit limit consideration committee and an investment committee to allow such committees to screen and give recommendations
Office of the Securities and Exchange Commission. Clause 3. If the difference between the incorrect unit price and the correct unit price is less than one Satang or at least one Satang or greater, but less
flexibility in business operation as well as greater competitiveness, and in line with the trend towards consolidated supervision of financial institutions of the Bank of Thailand.
evaluation of controls on complex systems; and · effect of Internet and e-commerce. 2 How is firm dealing with greater use of computer technology - at firm: · use of intelligent software to carry out audit
etc. [M] · Providing an oversee system the operation of officer under the policy strictly [M] · providing an inspection and assessment of the sufficiency of policy and internal control information
prescribe the standard for the management of retail funds , accredited investor funds , mutual funds for institutional investors , and private funds to ensure that the management companies oversee and manage
เพื่อเป็นทรัพย์สิน ของกองทุนรวม ทั้งนี้ เฉพาะหุ้นที่ซื้อขายใน ตลาดซื้อขายหลักทรัพย์ของประเทศกลุ่ม อนุภูมิภาคลุ่มแม่น้ำโขง (Greater Mekong Subregion: GMS) (ค) ตราสารแห่งหนี้ต่างประเทศ (ง) หน่วยลงทุนของกอง