underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any media or objects. This does not include the

operation, or services of brokerage, dealing or underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any

accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under this Notification shall be as follows: (1) an

derivatives brokerage license form shall be in accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under

the core business operation from formation of vision, objectives and strategies to business risk assessment and day-to-day activities, for example, product design, raw material procurement, production

notify the incidents to the regulatory agencies in time, the intermediaries shall design a plan for communication with relevent persons either inside or outside companies in accordance with possible

ผลิตภัณฑ์ (product design) ของบริษัทคล่องตัวมากที่สุด จึงเห็นควรกำหนดเป็น guideline กว้าง ๆ แต่เข้าใจตรงกันให้แต่ละบริษัทนำไปเลือกปฏิบัติตามที่เห็นสมควร แต่ถ้าธุรกิจเห็นว่าควรมีมาตรฐาน ก็อาจนำมากำหนดร่วมกันใน

-process CSR incorporated into the core business operation from formation of vision, objectives and strategies to business risk assessment and day-to-day activities, e.g., product design, raw material

Investment Strategy of Program Trading ______________________ Clause 41/3 In this Division: “ portfolio advisory ” means securities analysis and investment consultation to design a portfolio advisory for a

unauthorized physical access. Additional Guidelines 1. The intermediary should design the secure areas by considering physical protection against natural and man-made disasters. Perimeters of building or site