Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client
examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
found a growth of new investor base and gradual change of investment behaviors. It also indicated that financial industry needs to offer more retirement products for increasing aging populations. In
Director, Kasikornbank PLC, 2. Ms. Piyaporn Phanachet, Director and CEO, TCM Corporation PLC, 3. Ms. Siriporn Rathie, Country Programme Manager, WE RISE Together Thailand, UN Women Regional Office for
Public Company Limited (PTT), (2) PTT Exploration and Production Public Company Limited (PTTEP), (3) Toyota Leasing Thailand Co., Ltd., and (4) KASIKORNBANK Public Company Limited, with a total bond