) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most jurisdictions accept assessment grade of Broadly Implemented or above. FSAP Results The SEC has been
) Fully Implemented, (2) Broadly Implemented, (3) Partly Implemented, and (4) Not Implemented. Most jurisdictions accept assessment grade of Broadly Implemented or above. FSAP Results The SEC has been
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
knowledge of the audit market environment and practical experience of independent audit regulatory activity; To promote collaboration in regulatory activity; and To provide a focus for contacts with other
Underwriter: LBDU) เพื่อให้สามารถ กากับดูแลตามระดับความเสี่ยงได้อย่างมีประสิทธิภาพยิ่งข้ึน โดยปรบัปรงุแบบประเมนิตนเอง (Self-Assessment Questionnaire: SAQ) ในส่วนของการรายงานธุรกรรมสาคัญ (Significant Activity