the capital markets under following laws: The law on securities and exchange; The law governing derivatives; The law governing digital asset; The law on trust for transactions in the capital market
; lack of professional ethics or violation of or non-compliance with the regulations under the law governing accounting professions and other additional regulations prescribed by the law governing
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
the law governing securities and exchange, preparing a summary of types of auditor's report in a specified form [ Form 61- 4F ], providing explanation or submitting any other information or taking any
specified rules: performing audit works with accountability in accordance with the professional code of ethics, professional standards, and other additional regulations prescribed by the law governing
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain qualifications, has a prohibited characteristic, performs duties defectively, or fails to
: Detail Content SEC Help Center Matters under the SEC Responsibility SEC Help Center can assist you with matters under its supervision in accordance with the governing laws . Conducts liable to the
). Such practice was prevalent at the time as the law governing public companies was stricter, deterring many companies from becoming ones. The dispersion of authority and supervision among several