Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related
Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related
Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related
; lack of professional ethics or violation of or non-compliance with the regulations under the law governing accounting professions and other additional regulations prescribed by the law governing
statements or related reports to the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 4. The controlling persons shall
or executives. 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. In case of Thai companies, 3.1 The directors and executives shall be listed on the
the law governing securities and exchange, preparing a summary of types of auditor's report in a specified form [ Form 61- 4F ], providing explanation or submitting any other information or taking any
specified rules: performing audit works with accountability in accordance with the professional code of ethics, professional standards, and other additional regulations prescribed by the law governing
especially those in connection with listed companies and intermediaries such as securities houses have been known to have gigantic impacts even on the global market. To ensure the financial statements of those
Securities (Codified) The Notification of the Capital Market Supervisory Board No. TorJor. 72/2558 Re: Approval for Listed Companies to Offer Newly Issued Shares through Private Placement (Codified) The