; lack of professional ethics or violation of or non-compliance with the regulations under the law governing accounting professions and other additional regulations prescribed by the law governing
the law governing securities and exchange, preparing a summary of types of auditor's report in a specified form [ Form 61- 4F ], providing explanation or submitting any other information or taking any
specified rules: performing audit works with accountability in accordance with the professional code of ethics, professional standards, and other additional regulations prescribed by the law governing
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain qualifications, has a prohibited characteristic, performs duties defectively, or fails to
rights). A Trust for high net-worth investors vs retail investors Key provisions in the regulations governing Infra Trust regarding high net-worth investors and retail investors are summarized as
Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) The Notifications regarding HK-TH MRF specify that the regulations governing the ASEAN Collective Investment
regulations governing the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent
regulations governing the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent
rights). A Trust for high net-worth investors vs retail investors Key provisions in the regulations governing Infra Trust regarding high net-worth investors and retail investors are summarized as