Regulate About Us SHARE : Detail Content How We Regulate The SEC supervises and regulates the capital markets under following laws: The law on securities and exchange; The law governing
under the law governing accounting professions and other additional regulations prescribed by the law governing securities and exchange, or aiding or abetting thereof; intentionally presenting false
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
additional regulations prescribed by the law governing securities and exchange, preparing a summary of types of auditor's report in a specified form Form 61- 4F , providing explanation or submitting any
specified rules: performing audit works with accountability in accordance with the professional code of ethics, professional standards, and other additional regulations prescribed by the law governing
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
listed or authorized companies as permissible by virtue of the Stock Exchange of Thailand Act B.E. 2517 (1974). Such practice was prevalent at the time as the law governing public companies was stricter
, etc. There are two types of administrative actions taken by the SEC Office, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain