Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
for the purpose of securitization. “trust” means trust in accordance with law governing trust for transaction in the capital market. “project” means a securitization project. “SEC” means the Securities
removal of at least one-half of all directors. “ derivatives ” means derivatives under the law governing derivatives. “ inside information ” means any information that has not been made public, and which is
Important Instructions for Completing a Complaint Form Matters under the SEC supervision 1. Matters under the SEC supervision in accordance with the governing laws. For example: · approved securities