institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
subject to public oversight. 3. The system of public oversight shall be governed by non-practitioners who are knowledgeable in the areas relevant to statutory audit. Member States may, however, allow a
Kong and the ongoing supervision of SFC-authorised funds. As a statutory body, the SFC’s regulatory objectives and functions are defined and governed by the Securities and Futures Ordinance. The SFC’s
-1- November 29, 2018 Subject Change of payment method for investment in acquisition and sale of tap water in some areas of Phuket and some areas of Phangnga. To Director and Manager The Stock
, and Xu, 2021; Likitapiwat et al., 2022). Unlike formal control mechanisms such as rules and procedures, corporate culture is governed by peer influence and social construction of reality, resulting in
project and associated estimated GHG emissions reduction; • A credible, independently verifiable method of tracking actual emissions and mitigation impact over the life of the bond; • If the asset or
equivalent to 13.54% as per the method of total value of consideration; which is calculated based on the information from the reviewed 9-month period financial statements of the Company ended September 30
securities company intending to separate finance business from securities business by means of establishing new limited or public limited company to undertake the business shall be governed by this Ministerial