Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance

Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE

)† Securities business 12 109,759 17 175,868 18 184,070 Asset management business 6 52,974 7 41,383 16 113,202 Unfair securities trading activities 7 2,767,283 24 3,208,750 5 68,069 Securities acquisition for

who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand

................................................................................................................ Corporate Governance Statement .............................................................................. Whom and How We Regulate

actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals

Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors

Assistant Secretary-General Mr. Pravej Ongartsittigul Corporate Governance Dept. 20 staff Corporate Finance Dept. 37 staff Accounting Supervision Dept. 20 staff Corporate Finance Senior Assistant Secretary

mutual fund supervision. 5 In https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2007.pdf Reform Priorities in Asia: Taking Corporate Governance to a Higher Level (including their controlling

still going on and relevant rules and regulations are being https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2001.pdf ROSC_Thailand_web.pdf corporate governance reduces emerging market vulnerability