to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH

Mr. Woraphant Chontong On 16 January 2018, Mr. Woraphant Chontong, a director, executive director and senior executive vice president of financial and administration division of Sino-Thai

Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. This case is under consideration of

Director and General Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. This case

Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. The public prosecutor issued a non

several foreign residents to use services and advice of PFS to make investments. Furthermore, PFS advertised on www.fsplatinum.com that PFS was the administration office of Platinum Financial Services

advice of PFS to make investments. Furthermore, PFS advertised on www.fsplatinum.com that PFS was the administration office of Platinum Financial Services Limited Hong Kong, which specialized in a diverse