’ impact on the business operation of the business operator according to the RLA (“Risk Level Assessment”) form, and submit the first results of such assessment to the SEC Office within 31 July 2023 However

procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of

Mr.Teeradej Jarutangtrong Between December 22, 2016 and February 24, 2017, Mr. Teeradej Jarutangtrong, a director and chairman of the Risk Management Committee of Phol Dhanya Public Company Limited

Mr. Teeradej Jarutangtrong Between December 22, 2016 and February 21, 2017, Mr.Teeradej Jarutangtrong, a director and chairman of the Risk Management Committee of Phol Dhanya Public Company Limited

campaign that was not in accordance with the rules, procedures and conditions as specified in the notification of the SEC. In this regard, the advertisements published on social media and billboards on BTS

risk management committee, a director and a consultant of community waterworks project of Phol Dhanya Public Company Limited (PHOL). During 22 December 2016 to 24 February 2017, he sold ordinary shares

sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective exhaustively comprehensive risk management

procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing mutual fund, market risk and liquidity risk of daily

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective system for managing mutual fund, market risk and liquidity