Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used

S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343

procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective communication guideline with the investors and internal management in the

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period

Mr. Witoon Suriyawanakul During June 29, 2012 - August 23, 2012, Mr. Witoon Suriyawanakul purchased 8,022,881 ordinary shares and 3,500,700 warrants of Siam Global House Public Company Limited

warrants of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading accounts of four persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking

Mr. Apilas Suriyavanakul During August 6 - 15, 2012, Mr. Apilas Suriyavanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 1,677,881 ordinary shares of Siam Global House Public Company

Mr. Kriangkai Suriyawanakul During August 7 - 8, 2012, Mr. Kriangkai Suriyawanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 125,000 ordinary shares of Siam Global House Public Company