S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under
handle suitable portfolios for investors through different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated
different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated securities business without obtaining license from the
Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343
Scan Global Public Company Limited Scan Global Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2019 and (2) the annual report for the year 2019
Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such
SCAN GLOBAL Public Company Limited SCAN GLOBAL Public Company Limited failed to prepare and submit the financial statements for the year 2014, the annual registration statement for the year 2014
SCAN GLOBAL Public Company Limited SCAN GLOBAL Public Company Limited (“SCAN”) Public Company Limited (“SCAN”) failed to supervise SCAN to prepare and submit the financial statements for the six