process in the ever-changing global environment. The SEC and securities market players must keep pace with such rapid changes, get prepared and ready to take on market challenges of all kinds. I would like
promoting a conducive environment for transparent, efficient and fair markets. To achieve its objectives, the SEC oversees the quality of business operators, including their products and services, promotes a
amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to
. International flows of capital enable companies to access financing from a much larger pool of investors. If companies and countries are to reap the full benefits of the global capital market, and if they are to
Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Program. The report is based in part on a template/questionnaire completed by the law firm Weerawong
around the globe become increasingly linked, our capital market is faced with new opportunities and challenges. In light of this fast changing environment, the Securities and Exchange Commission (SEC) in
prevent and control risks. Operational risk management plans will be reviewed and updated annually according to the changing environment and the updated working procedures. The SEC has put a risk-based
global oil prices, the US stock market, currency movements, and Thai political environment, which influences investors' confidence in stock investments. Debt Securities Market 2006 Government Bond Yields
Asia global relevance. 4 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 Acknowledgements Special thanks go to the Asian Roundtable participants who have been
environment. Good Governance Development & Alliance Department The Stock Exchange of Thailand Tel. 02-229-2000 E-Mail Address : cgcenter@set.or.th Corporate Governance Center Committee Professor Hiran Radeesri