responsibilities engagement partner clearly defined and communicated to that partner? 10 Does the firm have policies and procedures regarding to the assignment of engagement teams and the level of supervision
client (e.g. financial) 6 Loan / Staff Arrangements: Are there or have there been any principals or staff seconded on a “loan staff assignment” i.e secondment If so what are their roles at the client – are
quality risks that require the assignment of responsibility for the appointment of engagement quality reviewer? If yes, please describe the responses and indicate who is assigned to the responsibility. Has
describe (e.g., significant matters that need to be reported to the global network, significant policies that require approval from firm's leader). _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้
organizational structure and indicate whether there are INEs at the global, regional or local level. B6 Whether the firm has designated a Quality Management (QM) partner who takes responsibility for the firm’s
# A CENTEL06C2305A 7 Call Warrants on DELTA Issued by KKPS # Call Warrant on DELTA Issued by KKPS # B DELTA06C2305B 7 Call Warrants on GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A
DOHOME Issued by JPM # A DOHOME41C2306A 9 Call Warrants on EA Issued by JPM # Call Warrant on EA Issued by JPM # A EA41C2306A 9 Call Warrants on GLOBAL Issued by JPM # Call Warrant on GLOBAL Issued by JPM
on CPALL Issued by KGI # A CPALL13C2307A 9 บริษัท ไดเมท (สยาม) จำกัด (มหาชน) DIMET 9 N/A GLOBAL Issued by KGI # Call Warrant on GLOBAL Issued by KGI # A GLOBAL13C2307A 9 N/A IVL Issued by KGI # Call
Issued by BLS # Call Warrant on FORTH Issued by BLS # A FORTH01C2308A 8 N/A FORTH Issued by BLS # Put Warrant on FORTH Issued by BLS # A FORTH01P2308A 8 N/A GLOBAL Issued by BLS # Call Warrant on GLOBAL
) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ฟลอยด์ จำกัด (มหาชน) FLOYD-W1 3 Call Warrants on FORTH Issued by KGI # Call Warrant on FORTH Issued by KGI# A FORTH13C2406A 3 Call Warrants on GLOBAL Issued