Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
SHARE : SEC bolsters FinTech legislation to facilitate development and wider use of financial innovations Friday 20 October 2017 | No. 98 / 2017 Bangkok, 20 October 2017 ? The SEC is giving its full
(SAA), a code of conduct for marketing officers and securities analysts specifically on their roles of giving advice or opinion to clients, avoidance of spreading rumours, and producing of regular
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
a pioneer in providing training to directors and through its Corporate Governance Report, introduced one of the first and most successful corporate governance scorecards in an emerging market economy
Department is in charge of reviewing the SEC's compliance and giving advice on how to improve the internal control system. For operational independence, the department is subject to direct reporting to the
internal redress procedures for violation of employees‟ rights. Governments and private-sector bodies should also promote the use of mediation and arbitration in providing redress for external stakeholders
compliance and giving advice on how to improve the internal control system. For operational independence, the department is subjected to direct reporting to the Audit Committee. See details in the Audit
businesses from providing services in a manner which facilitates or supports the use of digital assets as a means of https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=777 สธ. 22/2565 เรื่อง หลักเกณฑ์ในราย
circular clarifying the guidelines for providing digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9284 Ministry of Finance grants digital asset business licences to 4 operators Bangkok, 8