terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising