Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
SHARE : Detail Content Useful Information New Product Prospectus / Filling Sales Report Shelf Approval Outstanding Domestic Debt Related Rules and Regulations Equity Instrument Debt
SHARE : Detail Content Useful Information Listed Company Profile Report on Changes of Securities and Derivatives Financial Statements Annual Registration Statement Annual Report List of Directors and
Business Operator SHARE : Detail Content Useful Information List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Business Investor Alert
used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
self-assess their own progress and make necessary improvement. In addition, five major institutional investors – the Government Pension Fund, the Social Security Office, the Association of Investment
self-assess their own progress and make necessary improvement. In addition, five major institutional investors – the Government Pension Fund, the Social Security Office, the Association of Investment
self-assess their own progress and make necessary improvement. In addition, five major institutional investors – the Government Pension Fund, the Social Security Office, the Association of Investment