Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
> Management of Mutual Fund > Prescription of additional rules Regulations SHARE : Detail Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to
are available in the AGM Checklist). 2. The Thai Investors Association assigns AGM volunteer observers to participate and assess the AGM quality of listed companie s. Assessment Results SET
. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5. Prescription of additional rules 6. Calculation and announcement of net asset values (NAV) 7. Procedures for