on the nature of the offence, for further investigation and gathering of evidence. If the inquiry official deems a contravention of relevant law has occurred, the case shall be forwarded to the Office
Fund > Management of Mutual Fund > Exercise of voting rights in a shareholders’ meeting Regulations SHARE : Detail Content Management of Mutual Fund 16. Exercise of voting rights in a shareholders
rate of NAV or net asset value of the mutual fund; (2) A performance based management fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing
isclosures of investment policy and proportion of investment in the funds under the same management companies as well as fees and voting rights are required; (5) No double counting in the disclosure of NAV