the power to provide assistance in gathering necessary information or evidence to determine whether there has been any violations of the law governing digital assets or other laws of similar nature of
In cases where it is necessary to appoint the commission member in the SEC or in the Capital Market Supervisory Board, the Minister shall appoint seven committee members comprising the Selection
include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power
plan to the Minister for acknowledgment every year and disclose the operating plan in a manner available for public access. In the case where it is appropriate or necessary, the SEC Office upon approval
SELECTION COMMITTEE4 SECTION 31/3. In cases where it is necessary to appoint commissioners in the SEC or board members in the Capital Market Supervisory Board, the Minister shall appoint the Selection
prioritize and provide necessary support for the financial reporting preparation process as well as to strengthen capacities of individuals who are directly responsible for the financial reporting preparation
inaccurate (i.e., incorrect calculations) • Report logic is incorrectly applying parameters • Report logic is incorrectly gathering source data • Unauthorized changes to systems or programs Infrastructure
responsibilities of the personnel in the computer division. o Providing a reserve personnel for the importance work for performing instead in of necessary case such as system administrator computer operator etc
within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable to employees of the securities company