Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing / Registration • Brokerage о Securities Brokerage о
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
on the nature of the offence, for further investigation and gathering of evidence. If the inquiry official deems a contravention of relevant law has occurred, the case shall be forwarded to the Office
on the nature of the offence, for further investigation and gathering of evidence. If the inquiry official deems a contravention of relevant law has occurred, the case shall be forwarded to the Office