instance, securities intermediaries, asset management companies, investment consultants and derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For

determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or

found the participation in the committee invaluable.  It opens further opportunities for the SEC to contribute to the development of investor education globally, as well as to utilize the experiences of