and competitiveness according to the national strategic plan and Thai capital market development plan. SEC Secretary-General Ruenvadee Suwanmongkol, spoke on the topic of “SEC enables the gateway
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company
customers with integrity, honesty, quality, fairness and equality. In a case that a digital asset business operator will outsource other parties, the business operator is required to follow the notification
as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for
operators. The revised regulations require the said licensees appoint independent directors to perform their duties with honesty and trustworthiness for customer interest and thus aim to ensure efficient
with business operators to improve its supervision to be in accordance with innovations.”Furthermore, the event also included a seminar “FinTech Challenge: The Startup Fast-Track Gateway.” Mr. Poramin
and Managing Director, said that the Stock Exchange of Thailand (SET) is intend to develop the “Digital Gateway” to complete the digital capital market covering from opening new accounts, providing
สุทธิอรรถศิลป์ ผู้ช่วยผู้จัดการ หัวหน้าสำนักผู้จัดการ ตลาดหลักทรัพย์แห่งประเทศไทย และกรรมการผู้จัดการ บริษัท ฟินเน็ต อินโนเวชั่น เน็ตเวิร์ค จำกัด กล่าวว่า ตลาดหลักทรัพย์ฯ มุ่งมั่นพัฒนา Digital Gateway
for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and