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Fund Raising Policy Department Logistics Tel: 0-2033-9530 / 0-2263-6494 / 0-2263-6548 Energy and Telecommunications Tel: 0-2022-9694 / 0-2263-6108 / 0-2263-6374 Tel: 02-033-9530 / 02-26 3-6494 / 02
stakeholders. The SEC Board seriously focuses on adopting the principle of a good governance in the organization. In this connection, a Code of Governance was formulated to be applied for the SEC Board, the
2017 > CG Code > Principle 8 Ensure Engagement and Communication with Shareholders CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons
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Effective Risk Management and Internal Control Principle 7 Ensure Disclosure and Financial Integrity Principle 8 Ensure Engagement and Communication with Shareholders Part 2 Guidelines and
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supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power