major gains/losses of clients in the year? 2 The standard documentation highlights all important matters for consideration, including: · integrity and identification checks on client, for example: · The
Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “ fee ” means a fee for undertaking business according to license; “ Exchange ” means the
(1) และ (2) แล้ว บริษัทจัดการจะสามารถคิดค่าธรรมเนียมการจัดการ (“management fee”) ได้ตามขอบเขตดังนี้ โดยข้อมูลเกี่ยวกับการรับเงินค่าตอบแทนจากกองทุนรวมต่างประเทศถือเสมือนว่าเป็นข้อมูลเกี่ยวกับ management
the contract’s value, a relatively small movement of the market can lead to either large losses or gains within a short period of time. The Client may sustain losses significantly beyond the amount of
issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities
may arise from such investment policy; (3) details on the management fee that the management company will receive for managing the private fund and mutual fund or trust. Clause 14 3 In seeking the
(management fee) ค่าธรรมเนียมผู้ดูแลผลประโยชน์ (trustee fee) ค่านายทะเบียน (registrar fee) ค่าที่ปรึกษาการลงทุน (advisory fee) ……………………………………………….. ค่าใช้จ่ายอื่น ๆ รวมค่าใช้จ่ายทั้งหมด* * ไม่รวมค่านายหน้าซื้อ
securities company, and the methods of the custody of the client’s assets as well as the fee charged for custody of the client’s assets (if any). If the information under the first paragraph changes
request and application fee ( Approval request fee of 50,000 baht due to the following cases: ( (1) First time request for approval (the applicant has never requested an approval before); ( (2) Request for