The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard, SEC has developed, reviewed, and revised regulations on the operation of investment manage...
known as robo-advisor, service to be offered to investors next year. Robo-advisor has gained popularities in many foreign capital markets as it offers investors ability to obtain lower cost investment
-term investment in mutual funds for their retirement. Equity funds with higher total expense ratio (TER) may not necessarily provide higher returns while those with better performance and lower TER are
, causing the company to suffer damage, or a benefit to be gained for himself or other persons in violation of Section 89/7 and Paragraph 2 of Section 281/2 of the Securities and Exchange Act B.E. 2535 (1992
price of the JAS stock rose before {A} sold JASH16 Futures contracts and gained benefits from the transaction.{A} also learned from the Board's meeting invitation that on 7 March 2016 the Board would
At present, the interest in mutual funds with features related to sustainability factors such as environmental, social, and governance (ESG) has gained traction globally in the past few years. The
price. The information was about allowance for doubtful account on 26 trade accounts receivable worth 43.99 million baht which resulted in TUCC?s 104.86 million baht loss in Q2/2011. Yongyuth also gained
information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
committing or permitting another to act so as to falsify the accounts of GSTEL and GLS by making false entries concerning the purchase of raw materials from overseas suppliers materially lower than the actual