February 17, 2014. The financial statements did not comply with the Accounting Standard. That is, the company realized the gain from selling the capital investment in its subsidiary and booked in the
securities business. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and
provided for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining
for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining license
approval on behalf of the company, colluded with Miss Tan Lethi, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for
of the company, colluded with Miss Penkae Katekaew, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for BLISS’s
and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and was consequently liable to the penalties as prescribed
Kannithi Aviation Company Limited Kannithi Aviation Company Limited failed to prepare and submit 10 results of the bill of exchange sale report to Securities and Exchange Commission Office later than
Thanathip Consult Company Limited Thanathip Consult Company Limited failed to prepare and submit 10 results of the bill of exchange sale report to Securities and Exchange Commission Office later than
Profit Gain Asia Ltd. Between April 10 to 28 August , 2014 Profit Gain Asia Ltd. (“PFAL”) , fail to reported the disposal of Natural Park Public Company (“N-PARK”) which changed its name to U City