Asian Insulators Public Company Limited Asian Insulators Public Company Limited (AI), a securities issuer, submitted the inaccurate financial statements for the year 2013 to the SEC Office on
securities business. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and
provided for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining
for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining license
Mr.Parin Pruksawan During December 17, 2013 – January 9, 2014 Mr. Parin Pruksawan, a trader of DBS Vickers Securities (Thailand) Co.,Ltd, performed his duty dishonestly by using information to
Mr. Surasak Chuntori On August 22, 2012, Mr. Surasak Chuntori purchased 75,000 ordinary shares of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading account of Mr
”) through his securities trading account and clearing such transactions for Mr. Surasak’s benefits in such a way that taking advantage of others by using non-public information material to GLOBAL share price
of EMC Public Company Limited (EMC-W3) through securities trading account of another person. The selling was based on material non-public information concerning EMC’s operating net loss of 1,179.10
) through another person’s securities trading account. The buying was based on material non-public information concerning ESTAR’s net profit at the end of year 2013. The net profit was Baht 148.04 million
(“GLOBAL”) through the securities trading accounts of six persons and gained benefits from such transactions. The purchases were made in such a way that taking advantage of others by using non-public