, details and evidence, SEC Complaint Center may ask the complainant to submit additional information. In some cases, the SEC may disclose relevant information (if necessary) to the persons involved and for
Corporate Governance Committee, originally operated by the Stock Exchange of Thailand. The SEC later took over the site administration and has since further developed the contents to cover comprehensive
Memorial Day (Saturday, 6 April 2024) Friday 12 April Additional special holiday (added) Monday 15 April Songkran Festival Tuesday 16 April Substitution for Songkran Festival (Saturday, 13 April
investment consultant, etc. ● Additional documents ( if applicable ) : Complaint letter to intermediary Complaint reply from intermediary Memorandum between the complainant and the investment consultant 2
judgments; ● Repeated complaints of the same matters that have already been clarified by the SEC, without new information or additional supporting evidence; ● Claim for damages or compensation or private
law. In addition, the Act prescribes further protection of shareholders' rights by requiring the board to notify the refusal to include the proposed matter and the reason thereof as in such
found the participation in the committee invaluable. It opens further opportunities for the SEC to contribute to the development of investor education globally, as well as to utilize the experiences of