compliance accordingly. For further information or inquiries, please contact the Investment Management Policy Department via Ms. Slil Laokiat, Officer, at Tel: 0-2263-6511 or email: slil@sec.or.th , or Ms
information or additional supporting evidence. 4. Claim for damages or compensation or private and business disputes. 5. Complaints barred by prescription or limited by time to gather evidence as specified by
comply with the rules, procedures and conditions issued in accordance with the third paragraph of Section 17 shall be liable to a fine not exceeding five hundred thousand Baht, and a further daily fine not
factors lead to a general and wide impact on the operations and the management of liquidity of financial institutions in general, which would further have an effect on the recovery of the economy of the