finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
the association office, and furnish a copy of the register to the SEC. With an admission of new members or any changes to the membership register, the associations shall notify the SEC within the
with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin loan, a loan limit and conditions of such credit shall be specified, and there shall be a statement
any debt securities or in default on a loan payment. 5. Not being in breach of the terms and conditions of the debt securities. Face value of bills Not specified. 10 million baht or more. 10 million
-existing facts. 6. Complete disclosure of information in accordance with the prescribed form. 7. Not being in default om principal or interests of any debt securities or in default on a loan payment. 8
) (Notification No. SorThor. 55/2546) To be filed within 14 days of the following month. Monthly Report on Margin Loan to Clients (Form Bor.Lor. 5/1) (Notification No. SorThor. 55/2546) To be filed within seven
business. 7. Not being in default om principal or interests of any debt securities or in default on a loan payment. 8. Not being in breach of the terms and conditions of the debt securities. 9. Features and
securities or in default on a loan payment. 8. Not being in breach of the terms and conditions of the debt securities. 9. Features and the name of instruments comply with the requirements. Face value of bills
om principal or interests of any debt securities or in default on a loan payment. 10. Not being in breach of the terms and conditions of the debt securities. Face value of bills - - - - Fast track