committee has been established in 2013 with mandates to conduct IOSCO’s policy work on retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection
University, Los Angeles, U.S.A. B.Sc. Chemical Engineering, Lehigh University, Bethlehem, U.S.A. Current Positions Chairman of the Sub-committee on Consideration of Regulations on Property Funds
Sub-committee on Consideration of Regulations on Property Funds, Infrastructure Funds and Real Estate Investment Trusts Experiences Chief Executive Officer, Association of Investment Management
โลก อ่านรายละเอียดเกี่ยวกับ Policy Committee on Retail Investor เพิ่มเติมได้ที่ https://www.iosco.org/about/?subsection=display_committee&cmtid=20 3. Growth and Emerging Markets Committee
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
companies / websites liable to undertaking securities business without license, please click Investor Alert . ● L isted companies. For example: Incorrect or incomplete disclosure of information, for
amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange Act B.E. 2535 (1992) was promulgated, and the Securities and Exchange Commission was established on
further legal proceeding; ● In case of a dispute between an investor and an intermediary, the SEC needs to disclose relevant information to the persons involved and for the intermediary to clarify or take
สามารถตรวจสอบได้จาก Investor Alert บริษัทจดทะเบียน บริษัทจดทะเบียนเปิดเผยข้อมูลไม่ถูกต้อง / ไม่ครบถ้วนในงบการเงิน แบบ 56-1 หรือ รายงานประจำปี บริษัทจดทะเบียนไม่ปฏิบัติตามข้อมูลที่เปิดเผยไว้ในหนังสือชี้