Baan Rock Garden Public Company Limited Baan Rock Garden Public Company Limited (BROCK) , a securities issuer, had the duty to prepare and submit the Annual Registration Statements 2020 (Form 56-1
Baan Rock Garden Public Company Limited Baan Rock Garden Public Company Limited (BROCK) , a securities issuer, had the duty to prepare and submit the Annual Registration Statements 2019 (Form 56-1
Mrs. Naowanit Silaprarat Mrs. Naowanit Silaprarat, Managing Director who is responsible for the operation of BAAN ROCK GARDEN PUBLIC COMPANY LIMITED (BROCK), did not order or act in accordance with
Mrs. Naowanit Silaprarat Mrs. Naowanit Silaprarat, Managing Director who is responsible for the operation of Baan Rock Garden Public Company Limited (BROCK), did not order or act in accordance with
mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
, and procedures as specified in the Notification of the SEC Office by managing 15 mutual funds to invest in other mutual funds under SCBAM’s management more than one level. SEC Act S.125(1) and 126/1
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3