The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
adjustments to the Fed funds rate during the second half of 2004. In August 2004, to discourage capital outflows, the BOT raised the 14-day repurchase rate for the first time in 3 years by 25 bps to 1.5% and in
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for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
ensuring market fairness, efficiency, and transparency, the SEC also has a duty to develop the capital market as an alternative for those wishing to mobilize funds and those wishing to invest their money. In
...................................................................................... Capital Market Overview Market Review ....................................................................................................................... Action Plan and Significant Events Strategic
in raising funds for both public and private sectors, thanks in large part to the cooperation among the SEC, capital market organizations and listed firms in underlining the importance and
/Pages/News_Detail.aspx?SECID=8285 SEC public warning of solicitation for investment in digital assets to be digital assets (called by many names such as coin, token or digital coin), as follows: (1