safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S
controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Narin Usanawarong certified the completion and accuracy of the information provided in Form 247-4. SEC Act S.300
that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Sakchai Thanaboonchai certified the completion and accuracy of the
Mr. Teera Deesawat Between 7 January 2015 to 24 March 2015, Mr. Teera Deesawat aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for selling and purchasing
Mr. Suraphon Sudhom Between 7 January 2015 to 24 March 2015, Mr. Suraphon Sudhom aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for selling and
account and funding for selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general public regarding the price or volume of TSR
Mr. Sitthavee Pitchayaruengkit Between 7 January 2015 to 24 March 2015, Mr. Sitthavee Pitchayaruengkit aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for
. Werawat’s nominee accounts which has been funding from Mr. Werawat for selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general