used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
preparing information to assist investors with an investment decision making. Therefore, the SEC adopts regulatory approaches for credit rating agencies to be in line with the Code of Conduct Fundamentals for
ก.ล.ต. นำมาใช้สอดคล้องกับมาตรฐานสากล Code of Conduct Fundamentals for Credit Rating Agencies ที่ IOSCO ได้มีการออกแนวทางกำกับดูแลสถาบันจัดอันดับความน่าเชื่อถือล่าสุดในปี 2015 อย่างไรก็ตาม แม้ว่าสำนักงาน
the clarification of the person(s) against whom the complaint is filed, and whether an explanation is sufficient for further legal proceeding; ● In case of a dispute between an investor and an
investment goals. This may lead to multiple financial products in the investors' portfolios but insufficient solutions to the investors' long-term financial well-being. The SEC is proceeding with a strategic
investment goals. This may lead to multiple financial products in the investors' portfolios but insufficient solutions to the investors' long-term financial well-being. The SEC is proceeding with a strategic
representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the consequence of binding the parties and the members of the class. The plaintiff or the counsel for
injured person. I n addition, the plaintiff and the counsel for the plaintiff are the representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the
วะสุวรรณ คณะบริหารธุรกิจ ภาคบัญชี มหาวิทยาลัย เกษตรศาสตร์ • ผลงานวิจัยเรื่อง “A String of Earnings Increases, Future Earnings Uncertainty, and Firm Fundamentals” - Presentation - บทศึกษา โดย
ช่วงสัมมนา Session ที่ 1: Stewardship: Voting and Engagement Practices Fundamentals & Best Practice for Effective Stewardship โดย Ms. Bonnie Groves, Specialist, Stewardship, PRI Undertaking Stewardship