essential systems needed to facilitate securities trading; 2.To undertake any business relating to the Securities Exchange, such as a clearing house, securities depository center, securities registrar
essential systems needed to facilitate securities trading; 2.To undertake any business relating to the Securities Exchange, such as a clearing house, securities depository center, securities registrar
and fairly. Examples of shareholders' rights: Fundamental Rights , including: A Right for dividends which are shares of profits of the business allocated as compensations to the shareholders in line
Reporting and Audit Oversight Regulations SHARE : Detail Content Financial reporting and audit oversight Overview of enhancing quality of financial information Financial report is essential
transparency and accountability of the board of directors to build investor confidence. Such confidence is essential to raising capital and being a public listed company. Confidence is indeed important; it is
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
complete a Continuing development course in accounting knowledge for not less than six hours per calendar year. 2. A Scope of Training Course The training course contents should cover essential knowledge
transparency and accountability of the board of directors to build investor confidence. Such confidence is essential to raising capital and being a public listed company. Confidence is indeed important; it is
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
ผู้ลงทุน เพื่อให้คำแนะนำผลิตภัณฑ์การลงทุนที่เหมาะสมกับผู้ลงทุน โดยพิจารณาจาก Suitability test และ Basic asset allocation วิธีปฏิบัติกรณีผู้ลงทุนต้องการลงทุนเกินความเสี่ยงที่ยอมรับได้ ให้ผู้ลงทุนตระหนัก